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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-12 |
| TX | RA | APPROVED_RES | 2025-12-03 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Breckenridge, CO • United States
941 West Morse Boulevard Suite 130, Winter Park, FL 32789 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Orlando | FL | 11/2008 | 11/2017 |
| Raymond James & Associates, Inc. | Winter Park | FL | 11/2017 | 12/2025 |
| Steward Partners Global Advisory, Llc | Winter Park | FL | 12/2025 | Present |
| Steward Partners Investment Advisory, Llc | Winter Park | FL | 12/2025 | Present |
| Steward Partners Investment Solutions, Llc | Winter Park | FL | 12/2025 | Present |
(1)Name of Business: 202 Rachel Ln Address: 202 rachel ln, breckenridge, CO, 80424, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/16/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We own a home in Breckenridge Colorado and are renting it out through a property manager - Mountain Properties - 3-6 weeks a year (2)Name of Business: Zizmer Address: 807 w morse blvd, winter park, FL, 32789, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 07/19/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. I am the trustee for my two daughter inherited assets from Norma Searle ( their great aunt)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-09 |
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