Eugene Richard Cunningham

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-10-30
CA	RA	APPROVED	1997-07-08

TX RA
APPROVED_RES

Since 2023-10-30
CA RA
APPROVED

Since 1997-07-08

Branch Locations

12830 El Camino Real, San Diego, CA 92130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	La Jolla	CA	04/1988	Present
Bank Of America,N.A.	San Diego	CA	06/2011	Present

04/1988 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

La Jolla, CA
06/2011 → Present

Bank Of America,N.A.

San Diego, CA

Other Businesses

I*4986267, Entity Type, Name of OBA: P J C TOD BENEFICIARIES ON FILE PLEDGED TO ML LENDER Address: San Diego California 92130 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/20/2026 No Hours: 1 monthly No Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-12-13
S63	Uniform Securities Agent State Law Examination	1988-07-19

S65 Uniform Investment Adviser Law Examination

1993-12-13
S63 Uniform Securities Agent State Law Examination

1988-07-19