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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2018-09-24
  • VA RA
    APPROVED
    Since 2018-09-24

Branch Locations

1701 Church Street, Suite D, Norfolk, VA 23504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Va Beach VA 02/1988 12/2016
Metlife Securities Inc. Va Beach VA 02/1988 12/2016
#Ia Metlife Securities Inc. Norfolk VA 02/1988 12/2016
Lpl Financial, Llc Norfolk VA 12/2016 Present
Stratos Wealth Partners, Ltd. Norfolk VA 09/2018 Present
  • 02/1988 → 12/2016
    Metropolitan Life Insurance Company
    Va Beach, VA
  • 02/1988 → 12/2016
    Metlife Securities Inc.
    Va Beach, VA
  • 02/1988 → 12/2016
    #Ia Metlife Securities Inc.
    Norfolk, VA
  • 12/2016 → Present
    Lpl Financial, Llc
    Norfolk, VA
  • 09/2018 → Present
    Norfolk, VA
Previous Registrations
  • 1996-11-25 → 2016-12-14
    Msi Financial Services, Inc.
    Atlanta, GA
    Richmond, VA
    Atlanta, GA
    Atlanta, GA
    Somerset, NJ
    Atlanta, GA
    Virginia Beach, VA
    Norfolk, VA
    Atlanta, GA
    Virginia Beach, VA
    Norfolk, VA
    Norfolk, VA
  • 2012-04-13 → 2015-01-02
    New England Securities
    Atlanta, GA
    Somerset, NJ
    Atlanta, GA
Other Businesses

1. 12/08/2016 - First Genesis of Virginia - DBA for LPL Business (entity for LPL business) - start: 08/01/2016 - 240 hr/mth 2. 12/08/2016 - First Genesis of Virginia LLC - Non-Variable Insurance - selling: Life, Disability, LTC, FA, P&C - inv rel - at reported business location(s) start: 8/1/2016 - 20 hr/mth 3. 12/08/2016 - Jovanne LLC - Real Estate Rental - Owner/Manager - Chesapeake, VA - 20 hr/mth. 4. 12/09/2016 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 5. 10/18/2018 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/10/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 6. 10/23/2018 - Stratos Wealth Partners, LTD - DBA: (Hybrid) First Genesis of Virginia - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/10/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 7. 10/23/2018 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/10/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 10/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 08/13/2019 - Stratos Wealth Partners, LTD - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:09/10/2018 - 160 hrs/mo - 8 hrs during trading - IAR - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 09/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 08/20/2019 - Stratos Wealth Partners, LTD - DBA:(Hybrid) Heritage Financial Partners LLC - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:08/05/2019 - 40 hrs/mo - 40 hrs during trading. 10. 08/28/2019 - Heritage Financial Partners, LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/05/2019 - 40 hrs/mo - 2 hrs during trading. 11. 09/23/2019 - First Genesis of Virginia - Investment related - 1701 Church Street Suite D Norfolk Va 23508 - Loan - start date: 11/1/2019 - 1 hr/mo - 1 hr during trading. 12. 2/18/2020 - FFL & J, LLC - Investment Related - Norfolk, VA & 1701 Church Street, Units A,C,D, Norfolk, VA 23504 - Real Estate Rental - Business Development Manager - Start Date: 09/03/2019 - 20 Hours Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-25
S63 Uniform Securities Agent State Law Examination 1988-08-03
  • S65 Uniform Investment Adviser Law Examination
    1996-10-25
  • S63 Uniform Securities Agent State Law Examination
    1988-08-03
Designations
Other Names
  • Ken Royster

View on SEC IAPD

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