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111 Town Square Place Suite 1520, Jersey City, NJ 07310 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-02-10 |
Branch Locations
111 Town Square Place Suite 1520, Jersey City, NJ 07310 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Watermill Institutional Trading Llc | Jersey City | NJ | 10/2014 | Present |
1. CONCOURSE PLAZA CONDOMINIUM ASSOCIATION. THIS IS A NON-INVESTMENT RELATED BUSINESS LOCATED AT 1111 KANE CONCOURSE, SUITE 301 BAY HARBOR ISLANDS, FL 33154. MR. DEMPSEY IS A BOARD MEMBER AND STARTED ON OCTOBER 2015. MR. DEMPSEY DEVOTES 5 HOURS PER MONTH TO THIS BUSINESS DURING SECURITIES TRADING HOURS. 2. FRIENDS OF JOHN WALKER. THIS IS A NON INVESTMENT-RELATED BUSINESS. 2025 PHILADELPHIA MUNICIPAL COURT JUDGE ELECTION CAMPAIGN. CAMPAIGN CHAIRMAN. 20 HOURS/MONTH. NOT DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-17 |
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