Alan Thomas Grobert

Current Employers

Seelaus Asset Management, Llc

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-04-28
NJ	RA	APPROVED	2015-02-20

TX RA
APPROVED_RES

Since 2015-04-28
NJ RA
APPROVED

Since 2015-02-20

Branch Locations

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
R. Seelaus & Co.,Inc.	Chatham	NJ	02/1991	Present
Seelaus Asset Management	Chatham	NJ	02/2015	Present

02/1991 → Present

R. Seelaus & Co.,Inc.

Chatham, NJ
02/2015 → Present

Seelaus Asset Management

Chatham, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-13
S63	Uniform Securities Agent State Law Examination	1988-06-02

S66 Uniform Combined State Law Examination

2015-02-13
S63 Uniform Securities Agent State Law Examination

1988-06-02

Other Names

Alan Grobert