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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-03 |
| WI | RA | APPROVED | 2018-03-16 |
Branch Locations
2501 W Beltline Highway Suite 401, Madison, WI 53713 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B.C. Ziegler And Company | Middleton | WI | 02/2016 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | Middleton | WI | 03/2018 | Present |
1. Bethel Lutheran Church Endowment Foundation; 312 Wisconsin Ave Madison WI 53703; church; Member of Investment committee; Investment advice and endowment directive discuss investment recommendations and endowment directive; 05/01/1998; 8.00 Hour(s) Per Quarter; during securities trading hours; Not Investment-Related 2. Bethel Lutheran Church Endowment Foundation; 312 Wisconsin Ave Madison WI 53703; Church; Leadership of the investment committee; Oversight of the investment committee in alignment with the foundation's mission and investment policy. Shared role as liaison to endowment foundation's quarterly meetings; 05/01/1998; 8 hrs/quarter; During Security Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-25 |
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