Todd Edward Leake

Current Employers

Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-11

TX RA
APPROVED

Since 2019-01-11

Branch Locations

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

1171 Cr 4195, Seymour, TX 76380 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Prospera Financial Services	Dallas	TX	06/2005	12/2018
Summit Wealth Strategies Dba West Texas Independent Financial	Lubbock	TX	01/2018	01/2018
Advisory Services Network, Llc	Atlanta	GA	01/2019	Present

06/2005 → 12/2018

Prospera Financial Services

Dallas, TX
01/2018 → 01/2018

Summit Wealth Strategies Dba West Texas Independent Financial

Lubbock, TX
01/2019 → Present

Advisory Services Network, Llc

Atlanta, GA

Previous Registrations

2019-01-02 → 2019-01-07

Summit Wealth Strategies

Lubbock, TX
2005-06-09 → 2018-12-31

Prospera Financial Services, Inc.

Lubbock, TX

Dallas, TX

Lubbock, TX
2009-11-13 → 2012-07-24

Pillar Capital Management, Llc

Dallas, TX

Lubbock, TX

Dallas, TX
2003-01-14 → 2005-05-17

Lpl Financial Llc

Lubbock, TX
1999-07-27 → 2002-12-20

Morgan Stanley Dw Inc.

Denver, CO

Other Businesses

1.) COMPETITIVE EDGE SPORTS, LLC - 42% OWNER - SINCE 3/1/2010 - 10 HRS/WEEK SPENT ON THIS ACTIVITY, SOME DURING MKT HRS. ACTIVITY CONSISTS OF 1% ANNUAL INCOME. 2) LEAKE FARMS LTD - NOT INVESTMENT RELATED - 1171 CR 4195 SEYMOUR, TX - FARMING - 50% OWNER - SINCE 2005 - 10 HRS/MONTH (NONE DURING TRADING HOURS) - MANAGE FINANCIAL ASPECTS OF THE FARM 3. INDEPENDENT INSURANCE AGENT SINCE 1987. SALES OF FIXED RATE LIFE INSURANCE BUSINESS WITH VARIOUS UNAFFILIATED CARRIERS. LESS 5% OF MY TIME SPENT ON THIS ACTIVITY; INVESTMENT RELATED ACTIVITY. 4. VISITING PROFESSOR AT AUT IN AUCKLAND, NEW ZELAND; TEACHING CLASS IN COMMERCIALIZATION OF INTELLECTUAL PROPERTY. APPROX. 2 HRS PER MONTH, NONE DURING TRADING HOURS; NOT INVESTMENT RELATED. 5. ATHLETE TRAINING AND HEALTH (ATH): CONSULTING AS OWNER'S REPRESENTATIVE; OPERATING ENTITY FOR NEW BUILDING COMMERCIAL CONSTRUCTION PROJECTS SINCE 2008. APPROX. 40 HRS PER MONTH, 20 HRS DURING TRADING HOURS; NOT INVESTMENT RELATED. 6. BOERNE WELLNESS CENTER - REAL ESTATE DEVELOPMENT; TAX MEMBER, HANDLE FINANCIAL ASPECTS FOR DEVELOPMENT; 37 SQUARE FEET MIX USE COMMERCIAL REAL ESTATE; INVESTMENT RELATED; EARNINGS ABOUT 20% FEES; HOURS PER MONTH: APPROXIMATELY 20 HOURS; DURING TRADING HOURS: APPROXIMATELY 1

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-01-21
S63	Uniform Securities Agent State Law Examination	1988-06-29

S65 Uniform Investment Adviser Law Examination

1999-01-21
S63 Uniform Securities Agent State Law Examination

1988-06-29

View on SEC IAPD