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Inactive

Stephen Robert Crocker

Advisory Services Network

Flowery Branch, GA

Atlanta, GA

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Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-04-06
  • GA RA
    APPROVED
    Since 2017-04-06

Branch Locations

Flowery Branch, GA • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Atlanta GA 07/2011 03/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 03/2017
Advisory Services Network, Llc Atlanta GA 03/2017 Present
  • 07/2011 → 03/2017
    Morgan Stanley Smith Barney
    Atlanta, GA
  • 01/2015 → 03/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2017 → Present
    Advisory Services Network, Llc
    Atlanta, GA
Previous Registrations
  • 2011-07-05 → 2017-04-04
    Atlanta, GA
  • 2003-04-11 → 2011-07-06
    Truist Investment Services, Inc.
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-09
  • S66 Uniform Combined State Law Examination
    2003-04-09

View on SEC IAPD

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