Lysa Jill Rothenberg

Current Employers

Employment History

• 05/2007 → 12/2017
  Navy Federal Financial Group
  Springfield, VA
• 05/2007 → 12/2017
  Navy Fedral Brokerage Services, Llc
  Springfield, VA
• 09/2007 → 01/2017
  Navy Federal Asset Management, Llc
  Herndon, VA
• 01/2017 → 12/2017
  Navy Federal Brokerage Services, Llc
  Springfield, VA
• 02/2018 → Present
  Capitol Securities Management, Inc
  Alexandria, VA
• 02/2018 → Present
  Money Matters Inc
  Alexandria, VA

Previous Registrations

• 2007-05-22 → 2017-12-05
  Navy Federal Investment Services, Llc
  Vienna, VA
  Springfield, VA
  Alexandria, VA
• 2007-09-08 → 2017-01-04
  Navy Federal Asset Management, Llc
  Herndon, VA
  Springfield, VA
  Vienna, VA
• 2005-01-28 → 2007-05-22
  Fsc Securities Corporation
  Mclean, VA
• 1992-05-19 → 2004-12-31
  Capitol Securities Management, Inc.
  Mclean, VA

Other Businesses

Name of Business: Money Matters Inc Investment-related: YES Address: 6135 Olivet Drive Alexandria, VA 22315 Nature of the other business: Tax Preparation Position, title, or relationship with the other business: President/Business Owner Start Date: 2/2/18 Approx# of hours/month you devote to the other business: 80 per month Feb-April Approx# of hours/month you devote to the other business during securities trading hours: 10-15 Describe your duties relating to the other business: Gather clients tax documents, meet or discuss by phone, complete, review with client, file return

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-15
• S63 Uniform Securities Agent State Law Examination
  1989-03-02

Designations

Other Names

• Lysa J Rothenberg
• Lysa Jill Rothenberg
• Lysa Jill Schwartz