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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Les Butler Clu (Self-Employed) | Webester | TX | 01/1983 | 11/2016 |
| Financial Design Group | Friendswood | TX | 02/2000 | 11/2016 |
| Ims Securities, Inc. | Houston | TX | 05/2015 | 11/2016 |
| Ims Financial Advisors, Inc. | Houston | TX | 05/2015 | 11/2016 |
| Lincoln Financial Securities Corporation | Friendswood | TX | 11/2016 | 08/2018 |
| Lpl Financial Llc | Friendswood | TX | 08/2018 | Present |
1. 8/16/2018 - Butler Financial Consultants - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 8/9/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 8/16/2018 - FDG Investments LTD - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent 5%. 3. 8/16/2018 - Butler Financial Consultants - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/1973 - 10 Hours Per Month During Securities Trading - Time Spent 10% - Term and GUL Life Insurance. 4. 8/16/2018 - FDG Management, Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2003 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 1%.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-05-03 |
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