Anthony Roosevelt Maxwell

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2011-08-22

GA RA
APPROVED

Since 2011-08-22

Branch Locations

1 Primerica Parkway, Duluth, GA 30099 • United States

Auburn, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Duluth	GA	06/2003	Present

06/2003 → Present

Primerica Financial Services

Duluth, GA

Previous Registrations

2002-06-12 → 2003-07-15

Truist Securities, Inc.

Atlanta, GA
2003-02-19 → 2003-07-15

Truist Investment Services, Inc.

Atlanta, GA

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. SunTrust Banks INC, not investment related , officer compliance analyst, administrative only, start date 03/13200 to 06/2003, 0 hours a month devoted during trading hours, 303 Peachtree St, 24th floor Atlanta GA 30302, (mail code 3910)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-10
S63	Uniform Securities Agent State Law Examination	1988-10-07

S65 Uniform Investment Adviser Law Examination

1999-06-10
S63 Uniform Securities Agent State Law Examination

1988-10-07

Other Names

Tony Maxwell

View on SEC IAPD