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Thomas Paul Dalpiaz

Seelaus Asset Management, LLC

Chatham, NJ

Bay Shore, NY

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Current Employers
Seelaus Asset Management, Llc

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-10-16
  • NJ RA
    APPROVED
    Since 2013-10-16

Branch Locations

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Bay Shore, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seelaus Asset Management Llc Chatham NJ 09/2013 Present
R.SEelaus & Co Inc. Chatham NJ 02/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-06
S63 Uniform Securities Agent State Law Examination 2004-11-29
  • S65 Uniform Investment Adviser Law Examination
    2006-11-06
  • S63 Uniform Securities Agent State Law Examination
    2004-11-29

View on SEC IAPD

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