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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2016-07-26 |
Branch Locations
Manchester, NH • United States
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel Fisher & Company Financial Services, Inc. | Manchester | NH | 07/2016 | Present |
| Bfc Planning, Inc. | Manchester | NH | 07/2016 | Present |
1. LEAF FINANCIAL SERVICES-Y-MANCHESTER, NH-SALES OF INVESTMENTS AND INSURANCE AS WELL AS FINANCIAL PLANNING-REGISTERED REPRESENTATIVE-07/2016-200-6.5-DBA FOR SECURITIES AND INSURANCE BUSINESS. 2.UNITED STATES SOCCER FEDERATION-N-MANCHESTER, NH-OVERSEEING SANCTIONED MATCHES-REFEREE-08/2002-20-0.5-OFFICIATE SANCTIONED MATCHES,AND INSTRUCT, ASSIGN, ASSESS, AND SUPERVISE NEW AND EXISTING OFFICIALS. 3. Four Winds Assigning Group, LLC-N-Manchester, NH-Amateur soccer matches-Owner-02/2018-10-0-Provides referee assignments for youth and adult amateur matches and oversee a group of independent contractors providing same. 4. Better Way to Help Inc.- N- Manchester, NH- Non-profit organization- CEO- 08/2022- 10- 5- Providing assistance for those affected by traumatic brain injury, mental health issues. and substance abuse.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-05-23 |
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