Steven Mark Grabarczyk

Current Employers

Regal Advisory Services, Inc.

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2023-01-11
LA	RA	APPROVED	2021-10-27
OH	RA	APPROVED	2020-01-14
TX	RA	APPROVED_RES	2016-10-19
FL	RA	APPROVED	2016-06-03

VT RA
APPROVED

Since 2023-01-11
LA RA
APPROVED

Since 2021-10-27
OH RA
APPROVED

Since 2020-01-14
TX RA
APPROVED_RES

Since 2016-10-19
FL RA
APPROVED

Since 2016-06-03

Branch Locations

4300 Ford Street Extension Suite 103, Fort Meyers, FL 33916 • United States

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Regal Securities	Ft. Myers	FL	06/2007	Present
Regal Advisory Services	Ft. Myers	FL	06/2007	Present
Super T Shirts	Ft. Myers	FL	12/2005	Present

06/2007 → Present

Regal Securities

Ft. Myers, FL
06/2007 → Present

Regal Advisory Services

Ft. Myers, FL
12/2005 → Present

Super T Shirts

Ft. Myers, FL

Previous Registrations

2007-06-26 → 2007-12-18

Regal Advisory Services, Inc.

Glenview, IL
2002-01-10 → 2005-12-12

Regal Advisory Services, Inc.

Ft. Myers, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-04-07
S65	Uniform Investment Adviser Law Examination	1999-08-12
S63	Uniform Securities Agent State Law Examination	1988-04-25

S66 Uniform Combined State Law Examination

2016-04-07
S65 Uniform Investment Adviser Law Examination

1999-08-12
S63 Uniform Securities Agent State Law Examination

1988-04-25