Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-04-27
NJ RA APPROVED 2016-06-09
  • FL RA
    APPROVED
    Since 2021-04-27
  • NJ RA
    APPROVED
    Since 2016-06-09

Branch Locations

Point Pleasant Beach, NJ • United States

Wyckoff, NJ • United States

61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States

Delray Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Paramus NJ 05/2016 Present
Previous Registrations
  • 2009-06-01 → 2016-06-20
    Paramus, NJ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Paramus, NJ
  • 2002-07-15 → 2007-04-02
    Morgan Stanley Dw Inc.
    Paramus, NJ
    Paramus, NJ
Other Businesses

1) FBO Of Zachary Joan Brickman Descen Trust / 739 High view Drive Wyckoff, NJ 07481 / Investments for my child / No / Active / Start Date 1/24/2016 / 2) Estate of Joan Brickman / 739 Highview Dr Wyckoff, NJ 07481 / No/ Inactive / Dormant / distribute assets / Start Date 3/11/2016 / 3) Joan Brickman Trust FBO Michael Alecci / 739 Highview Dr Wyckoff, NJ 07481 / No/ Active / Make sure investments are proper / Make sure investments are suitable for my child / Start Date 1/24/2016 / 4) 2323 West Cherry Street / 739 High View Street Wyckoff,nj 07481 / Other/ Banking (Retail, Investment, Merchant) / Entity is for the property own by the LLC for insurance and expenses / Other / Manager / Manage the property pay insurance and expenses in a timely manner / Start Date 12/10/2018 / West Cherry LLC /

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-06-30
  • S63 Uniform Securities Agent State Law Examination
    1988-06-30

View on SEC IAPD

More in Point Pleasant Beach, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor