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Denine Kittler Bergeland

Morgan Stanley

Naples, FL

Wayzata, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-10-16
FL RA APPROVED 2020-08-17
MN RA APPROVED 2020-08-14
TX RA APPROVED 2020-08-14
  • AZ RA
    APPROVED
    Since 2024-10-16
  • FL RA
    APPROVED
    Since 2020-08-17
  • MN RA
    APPROVED
    Since 2020-08-14
  • TX RA
    APPROVED
    Since 2020-08-14

Branch Locations

Naples, FL • United States

445 East Lake Street Suite 320, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Minneapolis MN 04/2007 08/2020
Bank Of America, N.A. Wayzata MN 11/2009 08/2020
Morgan Stanley Smith Barney Llc Wayzata MN 08/2020 Present
Morgan Stanley Smith Barney Llc Ponte Vedra Beach FL 08/2020 Present
Morgan Stanley Private Bank, N.A New York NY 09/2020 Present
  • 04/2007 → 08/2020
    Merrill Lynch, Pierce, Fenner & Smith
    Minneapolis, MN
  • 11/2009 → 08/2020
    Bank Of America, N.A.
    Wayzata, MN
  • 08/2020 → Present
    Morgan Stanley Smith Barney Llc
    Wayzata, MN
  • 08/2020 → Present
    Morgan Stanley Smith Barney Llc
    Ponte Vedra Beach, FL
  • 09/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-25
S63 Uniform Securities Agent State Law Examination 1988-04-29
  • S65 Uniform Investment Adviser Law Examination
    2007-06-25
  • S63 Uniform Securities Agent State Law Examination
    1988-04-29
Designations
Other Names
  • Denine Kittler Bergeland

View on SEC IAPD

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