Rhonda Guest Barclay

Current Employers

Employment History

• 04/2009 → Present
  Lpl Financial Llc
  Houston, TX

Previous Registrations

• 2003-06-23 → 2009-04-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  Houston, TX

Other Businesses

1. 10/21/2010 - Barclay Financial Services - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 06/05/2012 - No Business Name - Not Investment Related - At Reported Business Location(s) - OTHER-NOTARY - TO NOTARIZE SIGNATURES. - TIME SPENT 1%. 3. 03/17/2015 - MIDTOWN FINANCIAL GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 1 HOUR PER MONTH. 4. 3/3/2017 - 3 Mark Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/26/2017 - 1 Hour Per Month During Securities Trading - Fixed insurance. 5. 3/16/2021 - Mid Town Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/1/2015 - 5 Hours Per Month/5 Hours During Securities Trading. 6. 10/05/2021 - MacNaughton & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/06/2021 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-09-10
• S63 Uniform Securities Agent State Law Examination
  1991-07-03

Other Names

• Alice Barclay