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Angel Dejesus Cruz

Cruz Wealth Management, LLC

Olympia, WA

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Current Employers
Cruz Wealth Management, Llc

Olympia, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-05-08
  • WA RA
    APPROVED
    Since 2018-05-08

Branch Locations

Olympia, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cruz Registered Investment Advisor, Llc Seattle WA 04/2008 Present
  • 04/2008 → Present
    Cruz Registered Investment Advisor, Llc
    Seattle, WA
Previous Registrations
  • 2017-07-28 → 2018-03-30
    Fortis Capital Management Llc
    Bellevue, WA
  • 2009-05-08 → 2017-11-27
    Cruz Registered Investment Advisor, Llc
    Olympia, WA
  • 2008-06-20 → 2008-12-31
    Cruz Registered Investment Advisor, Llc
    Olympia, WA
  • 2008-02-11 → 2008-04-21
    Mml Investors Services, Llc
    Seattle, WA
  • 2007-05-30 → 2007-12-31
    Zurc Investments, Llc
    Seattle, WA
  • 2006-06-16 → 2007-03-30
    Ameriprise Financial Services, Llc
    Seattle, WA
  • 2004-11-29 → 2006-12-31
    Third Coast Investments, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-16
S63 Uniform Securities Agent State Law Examination 1988-04-21
  • S65 Uniform Investment Adviser Law Examination
    1994-05-16
  • S63 Uniform Securities Agent State Law Examination
    1988-04-21
Designations

View on SEC IAPD

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