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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-06-20
FL RA APPROVED 1988-04-28
  • TX RA
    APPROVED_RES
    Since 2005-06-20
  • FL RA
    APPROVED
    Since 1988-04-28

Branch Locations

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL 32082 • United States

W Ponte Vedra Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Ponte Vedra Beach FL 06/2011 Present
Other Businesses

1)SIGNS FOR THE TIMES, LLC / MAKING SIGNS FOR THE GIFT INDUSTRY/ P O BOX 974 ZELLWOOD, FL 32798 / PARTNER/ START DATE 07/01/2012 / 5 HRS. 2)SAWGRASS ISLAND HOMEOWNERS ASSOC / 4200 MARSH LANDING BLVD/STE 200 JACKSONVILLE BCH,FLORIDA 32250 / OTHER/ REAL ESTATE / HOMEOWNERS ASSOC / MEMBER OF BOARD OF DIRECTORS / / REVIEW FINANCIAL STATEMENTS / START DATE 01/01/2013 / 1 HOUR PER MONTH 3)701 MANAGEMENT, LLC / EAST 80 RTE 4 PARAMUS,NJ 07652 / PARTNERSHIP/ REAL ESTATE / FAMILY PARTNERSHIP FOR ESTATE PLANNING TRANSFER / OFFICER / / PAYING ANNUAL FEE / START DATE 11/01/2004 / 4)Champions Life / 8046 Whisper Lake Ln W Ponte Vedra Bch,FL 32082 / Other/ Charities, Cultural, Educational & Political Organisations / donations and coaching / Other / founder / evaluating scholarship request / Start Date 5/1/13 non entity / 5)904 elite / 3446 Thalia Rd Jacksonville Beach,FL 32250 / Other/ Charities, Cultural, Educational & Political Organisations / sports training / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / management consulting / Start Date 5/1/13 501c3 /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-26
S63 Uniform Securities Agent State Law Examination 1988-05-06
  • S65 Uniform Investment Adviser Law Examination
    1995-04-26
  • S63 Uniform Securities Agent State Law Examination
    1988-05-06
Other Names
  • Jon Awad
  • Jonathan Bradley Awad
  • Jonathan Bradley Bradley Awad

View on SEC IAPD

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