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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-19 |
| CA | RA | APPROVED | 2006-02-03 |
Branch Locations
200 N Westlake Blvd Ste 202, Westlake Village, CA 91362 • United States
21700 Oxnard St Ste 1840 [Satellite], Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Woodland Hills | CA | 05/2009 | Present |
WORK PART TIME FOR LUCAS FILM: NICASSA, CA. PROMOTION, DARTH VADER, RANDOM BASED ON DEMAND ANYWHERE FROM 0 TO 2 ASSIGNMENTS PER MONTH, JUST A FEW HOURS PER MONTH (0 - 15),ON OCCASION A DAY OR TWO WILL BE MISSED EACH MONTH, I AM ONE OF THE PEOPLE USED BY LUCAS TO APPEAR AS LORD VADER IN VARIOUS PRINT FILM TV COMMERCIAL AND PUBLIC APPEARANCES (NOTE) ASSIGNMENTS ARE BASED ON MY AVAILABILITY WACHOVIA COMMITMENTS TAKE PRIORITY. MORLEY INVESTMENT GROUP, INVT RELATED, WOODLAND HILLS, CA, 50% OWNERSHIP, FEBRUARY 2006, 40 PLUS HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-20 |
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