Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-03-20
TX RA APPROVED 2015-03-20
  • CA RA
    APPROVED
    Since 2015-03-20
  • TX RA
    APPROVED
    Since 2015-03-20

Branch Locations

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

American Canyon, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Francisco CA 03/2015 Present
Previous Registrations
Other Businesses

1) 1147 E 49th St Kansas City MO 64110,MOUnited States,rental property,Real Estate,single family home that I own in Kansas City and am currently renting out,Proprietor / owner,I own the house that I am renting out1,Start date -1/26/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-27
S63 Uniform Securities Agent State Law Examination 1993-04-30
  • S66 Uniform Combined State Law Examination
    2007-08-27
  • S63 Uniform Securities Agent State Law Examination
    1993-04-30
Other Names
  • Victoria Jean Hargrove
  • Tory Hargrove
  • Victoria Jean Agardi

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor