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Alexander John Marks

Citigroup Global Markets Inc.

Chicago, IL

Chicago, IL

Bloomingdale, IL

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-12-06
IL RA APPROVED 2007-05-29
  • TX RA
    APPROVED_RES
    Since 2012-12-06
  • IL RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Retail Banking 69 W. Washington, Chicago, IL 60602 • United States

Citi Wealth Management, Sales 227 West Monroe St, Chicago, IL 60606 • United States

Bloomingdale, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Chicago IL 05/2007 Present
Previous Registrations
  • 2004-05-14 → 2007-05-29
    Citicorp Investment Services
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-13
S63 Uniform Securities Agent State Law Examination 1988-04-28
  • S65 Uniform Investment Adviser Law Examination
    2004-05-13
  • S63 Uniform Securities Agent State Law Examination
    1988-04-28
Other Names
  • Alex John Marks
  • Alex J Marks

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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