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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2013-03-01 |
Branch Locations
2605 Enterprise Road Suite 168, Clearwater, FL 33759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Clearwater | FL | 02/2013 | Present |
1. Florida Department of State Notary Commission; The Capital, PL-01 Tallahassee FL 32399; Renew my Notary for the Branch; Notary; notarized client signature on documents; affiliation started 04/15/2013; 2.0 hours per month; during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-28 |
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