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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-27 |
| OK | RA | APPROVED | 1997-02-03 |
Branch Locations
7134 S. Yale Ave. Suite 185, Tulsa, OK 74136 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Tulsa | OK | 01/1997 | Present |
Fixed insurance sales; as of 01/02/1997; Approximately 15% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-30 |
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