David Mark Defazio

Current Employers

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2013-05-10

PA RA
APPROVED

Since 2013-05-10

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

4402 Peach St Suite 1 North, Erie, PA 16509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Investment Planning	Wyncote	PA	05/2013	Present

05/2013 → Present

Lincoln Investment Planning

Wyncote, PA

Previous Registrations

2006-02-16 → 2013-05-13

Legend Advisory, Llc

Erie, PA

Palm Beach Gardens, FL

Other Businesses

ERIE COUNTY REDEVELOPMENT AUTHORITY POSITION: BOARD MEMBER NATURE: NON PROFIT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2024 ADDRESS: 140 WEST 6TH STREET, ERIE PA 16501, United States DESCRIPTION: Basically, vote on businesses or non-profits that the ERIE COUNTY EXECUTIVES recommends for a low interest loan.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-31
S63	Uniform Securities Agent State Law Examination	1988-06-17

S65 Uniform Investment Adviser Law Examination

2006-01-31
S63 Uniform Securities Agent State Law Examination

1988-06-17

View on SEC IAPD