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Harold Vernon Collett

LPl Financial LLC

Dallas, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-03-17
  • GA RA
    APPROVED
    Since 2021-03-17

Branch Locations

165 Confederate Ave, Dallas, GA 30132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Planmember Securites Corporation Carpinteria CA 10/2011 12/2020
Kinsman Wealth Educators, Llc Hiram GA 06/2006 Present
Paulding County Commissioner Dallas GA 01/2015 12/2018
Financial U, Llc Mcdonough GA 11/2011 12/2020
Summit Capital Solutions Hiram GA 05/2018 06/2020
Lpl Financial, Llc Dallas GA 12/2020 Present
  • 10/2011 → 12/2020
    Planmember Securites Corporation
    Carpinteria, CA
  • 06/2006 → Present
    Kinsman Wealth Educators, Llc
    Hiram, GA
  • 01/2015 → 12/2018
    Paulding County Commissioner
    Dallas, GA
  • 11/2011 → 12/2020
    Financial U, Llc
    Mcdonough, GA
  • 05/2018 → 06/2020
    Summit Capital Solutions
    Hiram, GA
  • 12/2020 → Present
    Dallas, GA
Other Businesses

1) 7/2005 - Insurance Agency - Kinsman Wealth Educators (KWE, LLC) - Investment Related - 30% - Hiram, GA 30141 2) 11/2020 - DBA for LPL Business (entity for LPL business) - Main Street Advisors, INC - Investment Related - Dallas, GA 30132

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-14
S63 Uniform Securities Agent State Law Examination 1999-03-02
  • S65 Uniform Investment Adviser Law Examination
    2012-06-14
  • S63 Uniform Securities Agent State Law Examination
    1999-03-02
Other Names
  • H Vernon Collett
  • Harold Vernon Collett
  • Harold Vernon Collett
  • Harold Vernon Collett Ii

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