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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-16
VA RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2016-08-16
  • VA RA
    APPROVED
    Since 2009-01-02

Branch Locations

1953 Gallows Road Suite 110, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Vienna VA 07/2007 Present
Raymond James Financial Services Advisors, Inc Vienna VA 01/2009 Present
Previous Registrations
  • 1997-05-23 → 2007-07-05
    Waddell & Reed
    Vienna, VA
    Richmond, VA
    Ellicott City, MD
    Odenton, MD
Other Businesses

(1) Name of Business: Anthony Waddell Address: 37298 11th St & 9 Delaware Ave, Rehoboth , DE, 19971, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/20/1997 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: beach home weekly rental in season (2) Name of Business: Waddell A Address: 509 Little Falls Rd, Arlington, VA, 22207, United States Activity Type: Control Person Position/Title: Trustee (Acting), Guardian (Acting) Investment Related: Yes Start Date: 11/16/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: legally responsible for care and trustee of son. (3) Name of Business: Waddell Group Address: 1953 Gallows Rd Ste 110, Vienna, VA, 22182, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/03/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: RJFS DBA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-31
S63 Uniform Securities Agent State Law Examination 1988-05-18
  • S65 Uniform Investment Adviser Law Examination
    1997-03-31
  • S63 Uniform Securities Agent State Law Examination
    1988-05-18
Designations
Other Names
  • A Christopher Waddell
  • Antony Christopher Waddell

View on SEC IAPD

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