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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01

Branch Locations

1121 Racine Rd, Menasha, WI 54952 • United States

Menasha, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hanson'S Roofing & Home Improvement (Sel Menasha WI 04/1978 Present
Pfs Investments Inc. Menasha WI 02/1988 Present
Primerica Financial Services Menasha WI 07/1987 Present
  • 04/1978 → Present
    Hanson'S Roofing & Home Improvement (Sel
    Menasha, WI
  • 02/1988 → Present
    Menasha, WI
  • 07/1987 → Present
    Primerica Financial Services
    Menasha, WI
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Flipping properties for profit, rental income from various properties, owned with spouse, collect rent from rentals and prepare properties for new tenants 04/1978-present Hanson Roofing and Home Improvement, Not investment related, Menasha, WI 54952, Nature of Business: Home remodeling & roofing, Position/Title: Owner, 03/1978 to Present, 0 hours committed per month (0 hours during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-13
S63 Uniform Securities Agent State Law Examination 1988-04-07
  • S65 Uniform Investment Adviser Law Examination
    2017-06-13
  • S63 Uniform Securities Agent State Law Examination
    1988-04-07

View on SEC IAPD

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