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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prairie Trader | Stanley | ND | 11/1987 | Present |
| Avantax Investment Services, Inc. | Stanley | ND | 04/2002 | 09/2025 |
| Mountrail County Govt | Stanley | ND | 01/2010 | 01/2019 |
| City Palnning/Zoning | Stanley | ND | 01/2016 | Present |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Stanley | ND | 05/2024 | 09/2025 |
| Cetera Wealth Services, Llc | Stanley | ND | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
City Planning/Zoning~'NIR'~221 Main St South, Box 249~Stanley~ND~58784~Elected/Appointed Public Official~Member of the Board of Directors~10/1/2016~2hrs~0hrs~Approve/disapprove planning and zoning laws/permits/violations Ranching~'NIR'~8029 63rd st~Stanley~ND~58784~Farming/Agriculture/Dairy~Owner/Sole Proprietor~2/1/2004~20hrs~0hrs~animal husbandry Wing Financial Services~'NIR'~120 s main st~stanley~ND~58784~Independent Insurance Agent~Owner/Sole Proprietor~1/11/2010~2hrs~0hrs~health insurance, long term care insurance Stanley Professional Building~'NIR'~120 S Main~Stanley~ND~58784~Real Estate/Mortgage/Title Services/Appraisal~Owner/Sole Proprietor~1/8/2010~5hrs~0hrs~Real estate rental property The Prairie Trader~'NIR'~120 South Main~Stanley~ND~58784~Retail Store Manager/Employee~Owner/Sole Proprietor~1/8/2010~2hrs~0hrs~Collectibles / Antiques
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-30 |
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