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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • ND RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

62 Main Ave S, Fessenden, ND 58438 • United States

120 South Main Street, Stanley, ND 58784 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prairie Trader Stanley ND 11/1987 Present
Avantax Investment Services, Inc. Stanley ND 04/2002 09/2025
Mountrail County Govt Stanley ND 01/2010 01/2019
City Palnning/Zoning Stanley ND 01/2016 Present
Avantax Insurance Agency And/Or Avantax Insurance Services Stanley ND 05/2024 09/2025
Cetera Wealth Services, Llc Stanley ND 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 11/1987 → Present
    The Prairie Trader
    Stanley, ND
  • 04/2002 → 09/2025
    Avantax Investment Services, Inc.
    Stanley, ND
  • 01/2010 → 01/2019
    Mountrail County Govt
    Stanley, ND
  • 01/2016 → Present
    City Palnning/Zoning
    Stanley, ND
  • 05/2024 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Stanley, ND
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Stanley, ND
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2002-03-04 → 2025-09-05
    Avantax Advisory Services
    Stanley, ND
    Fessenden, ND
Other Businesses

City Planning/Zoning~'NIR'~221 Main St South, Box 249~Stanley~ND~58784~Elected/Appointed Public Official~Member of the Board of Directors~10/1/2016~2hrs~0hrs~Approve/disapprove planning and zoning laws/permits/violations Ranching~'NIR'~8029 63rd st~Stanley~ND~58784~Farming/Agriculture/Dairy~Owner/Sole Proprietor~2/1/2004~20hrs~0hrs~animal husbandry Wing Financial Services~'NIR'~120 s main st~stanley~ND~58784~Independent Insurance Agent~Owner/Sole Proprietor~1/11/2010~2hrs~0hrs~health insurance, long term care insurance Stanley Professional Building~'NIR'~120 S Main~Stanley~ND~58784~Real Estate/Mortgage/Title Services/Appraisal~Owner/Sole Proprietor~1/8/2010~5hrs~0hrs~Real estate rental property The Prairie Trader~'NIR'~120 South Main~Stanley~ND~58784~Retail Store Manager/Employee~Owner/Sole Proprietor~1/8/2010~2hrs~0hrs~Collectibles / Antiques

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-02
S63 Uniform Securities Agent State Law Examination 1988-03-30
  • S65 Uniform Investment Adviser Law Examination
    1996-03-02
  • S63 Uniform Securities Agent State Law Examination
    1988-03-30
Other Names
  • Skip Wing

View on SEC IAPD

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