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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-20 |
Branch Locations
3502 Fm 528 Road, Friendswood, TX 77546 • United States
514 Brooks Street, Sugar Land, TX 77478 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities | Pasadena | TX | 09/1997 | 08/2017 |
| (Dba) Perkins Financial | Friendswood | TX | 08/1990 | Present |
| Concourse Financial Group Securities Inc | Friendswood | TX | 08/2017 | 02/2025 |
| Cetera Wealth Services, Llc | Sugar Land | TX | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) PERKINS FINANCIAL; Investment Related; 3502 FM 528 Road, Friendswood, TX 77546; Insurance and Financial Services; Financial Adviser/Owner; Start Date 01/2009; 3 hours per month with most of those hours per month occurring during trading hours; Sales and service of Accident/Health, Disability Income, Annuities, Health Savings Accounts, Fixed Life Settlements and Traditional Life insurance products in addition to Advisory and Brokerage services and offerings. >> SUGAR LAND FINANCIAL ADVISORS; Investment Related; 514 Brooks Street, Sugar Land, TX 77478; Financial Services; Managing Partner/Adviser; Start Date 07/2019; 20 hours per month with those 20 hours per month occurring during trading hours; Financial Planning services. >> LIFESPRING FINANCIAL ADVISORS LLC; Investment Related; 514 Brooks Street, Sugar Land, TX 77478; Investments; Managing Partner; Start Date 07/2019; 20 hours per month with 10 of those hours per month occurring during trading hours; I manage the business aspects of the LLC.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-04-17 |
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