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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-20
  • TX RA
    APPROVED
    Since 2025-02-20

Branch Locations

3502 Fm 528 Road, Friendswood, TX 77546 • United States

514 Brooks Street, Sugar Land, TX 77478 • United States

26006 Budde Road, The Woodlands, TX 77380 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Pasadena TX 09/1997 08/2017
(Dba) Perkins Financial Friendswood TX 08/1990 Present
Concourse Financial Group Securities Inc Friendswood TX 08/2017 02/2025
Cetera Wealth Services, Llc Sugar Land TX 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 09/1997 → 08/2017
    Lincoln Financial Securities
    Pasadena, TX
  • 08/1990 → Present
    (Dba) Perkins Financial
    Friendswood, TX
  • 08/2017 → 02/2025
    Concourse Financial Group Securities Inc
    Friendswood, TX
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Sugar Land, TX
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-08-18 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Friendswood, TX
    Pasadena, TX
    Birmingham, AL
    The Woodlands, TX
    Sugar Land, TX
    Birmingham, AL
  • 1997-09-02 → 2017-08-29
    Osaic Fs, Inc.
    Pasadena, TX
    Pasadena, TX
  • 1998-01-02 → 2006-07-28
    Independent Advisers Group Corp
    Pasadena, TX
Other Businesses

(dba) PERKINS FINANCIAL; Investment Related; 3502 FM 528 Road, Friendswood, TX 77546; Insurance and Financial Services; Financial Adviser/Owner; Start Date 01/2009; 3 hours per month with most of those hours per month occurring during trading hours; Sales and service of Accident/Health, Disability Income, Annuities, Health Savings Accounts, Fixed Life Settlements and Traditional Life insurance products in addition to Advisory and Brokerage services and offerings. >> SUGAR LAND FINANCIAL ADVISORS; Investment Related; 514 Brooks Street, Sugar Land, TX 77478; Financial Services; Managing Partner/Adviser; Start Date 07/2019; 20 hours per month with those 20 hours per month occurring during trading hours; Financial Planning services. >> LIFESPRING FINANCIAL ADVISORS LLC; Investment Related; 514 Brooks Street, Sugar Land, TX 77478; Investments; Managing Partner; Start Date 07/2019; 20 hours per month with 10 of those hours per month occurring during trading hours; I manage the business aspects of the LLC.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-04-17
  • S63 Uniform Securities Agent State Law Examination
    1990-04-17
Other Names
  • Louis Edward Perkins

View on SEC IAPD

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