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Keith Gregory Kepley

Morgan Stanley

Charlotte, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-28
TX RA APPROVED_RES 2022-01-10
  • NC RA
    APPROVED
    Since 2022-01-28
  • TX RA
    APPROVED_RES
    Since 2022-01-10

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 01/2022
Morgan Stanley Smith Barney Llc Charlotte NC 01/2022 Present
Morgan Stanley Private Bank, N.A. New York NY 02/2022 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Charlotte, NC
  • 11/2016 → 01/2022
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 01/2022 → Present
    Morgan Stanley Smith Barney Llc
    Charlotte, NC
  • 02/2022 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

*497365 - Trust; Investment related Yes; Charlotte, North Carolina; Trustee/Co-Trustee; 12/2009; During business hours: 1; After business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-07-31
S63 Uniform Securities Agent State Law Examination 1989-09-28
  • S65 Uniform Investment Adviser Law Examination
    1991-07-31
  • S63 Uniform Securities Agent State Law Examination
    1989-09-28

View on SEC IAPD

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