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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-29 |
| WA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Weststar Financial | Vancourver | WA | 08/2011 | Present |
| Voya Financial Advisors | Silver Creek | WA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1 NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1935 SE OAK VIEW DR; CHEHALIS; WA; 98532; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/23/2007; 8; 8; SALES OF FIXED INSURANCE PRODUCTS| 2) NAME OF ENTITY: WestStar Financial; Yes; 703 BROADWAY STE 640; VANCOUVER; WA; 98660; Supervisory duties; OSJ Delegate; 8/22/2011; 40; 40; Compensation for OSJ Delegate duties for WestStar Financial. Including Email Review| 3) NAME OF ENTITY: Rotary International; No; ONE ROTARY CENTER 1560 SHERMAN AVENUE; EVANSTON; IL; 60201; service organization; board of directors, vice president of local chapter; 7/1/2007; 8; 8; managing and approving goals, projects, budgets and expeditures for local rotary club; hold club meetings in absence of president, assist other board members with larger projects| 4) NAME OF ENTITY: Musician; No; 1935 SE Oakview Dr; Chehalis; WA; 98532; Musician; N/A; 6/16/2018; 10; 0; playing music for weddings, parties, public events, fundraisers for charities.| 5) NAME OF OTHER BUSINESS: LEWIS COUNTY TENNIS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 284 YATES RD CHEHALIS, WA 98532; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER AT LARGE, ATTEND BOARD MEETINGS. HELP WITH COMMITTEES AS NEEDED;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-03 |
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