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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-29
WA RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29
  • WA RA
    APPROVED
    Since 2023-06-29

Branch Locations

Chehalis, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weststar Financial Vancourver WA 08/2011 Present
Voya Financial Advisors Silver Creek WA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 08/2011 → Present
    Weststar Financial
    Vancourver, WA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Silver Creek, WA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1 NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1935 SE OAK VIEW DR; CHEHALIS; WA; 98532; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/23/2007; 8; 8; SALES OF FIXED INSURANCE PRODUCTS| 2) NAME OF ENTITY: WestStar Financial; Yes; 703 BROADWAY STE 640; VANCOUVER; WA; 98660; Supervisory duties; OSJ Delegate; 8/22/2011; 40; 40; Compensation for OSJ Delegate duties for WestStar Financial. Including Email Review| 3) NAME OF ENTITY: Rotary International; No; ONE ROTARY CENTER 1560 SHERMAN AVENUE; EVANSTON; IL; 60201; service organization; board of directors, vice president of local chapter; 7/1/2007; 8; 8; managing and approving goals, projects, budgets and expeditures for local rotary club; hold club meetings in absence of president, assist other board members with larger projects| 4) NAME OF ENTITY: Musician; No; 1935 SE Oakview Dr; Chehalis; WA; 98532; Musician; N/A; 6/16/2018; 10; 0; playing music for weddings, parties, public events, fundraisers for charities.| 5) NAME OF OTHER BUSINESS: LEWIS COUNTY TENNIS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 284 YATES RD CHEHALIS, WA 98532; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER AT LARGE, ATTEND BOARD MEETINGS. HELP WITH COMMITTEES AS NEEDED;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-27
S63 Uniform Securities Agent State Law Examination 1995-05-03
  • S65 Uniform Investment Adviser Law Examination
    2006-02-27
  • S63 Uniform Securities Agent State Law Examination
    1995-05-03

View on SEC IAPD

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