Elaina C Serotte

Current Employers

Parallel Advisors, Llc

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-09-13

CA RA
APPROVED

Since 2019-09-13

Branch Locations

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Parallel Advisors, Llc	San Francisco	CA	03/2018	Present
Golub Group	San Mateo	CA	01/2014	01/2018

03/2018 → Present

Parallel Advisors, Llc

San Francisco, CA
01/2014 → 01/2018

Golub Group

San Mateo, CA

Previous Registrations

2004-03-12 → 2014-01-24

Mml Investors Services, Llc

San Francisco, CA

San Francisco, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-09-12
S63	Uniform Securities Agent State Law Examination	2002-01-24

S65 Uniform Investment Adviser Law Examination

2019-09-12
S63 Uniform Securities Agent State Law Examination

2002-01-24

Designations

Other Names

Elaina C Starale
Elaina C Starace

View on SEC IAPD

Current Employers

Parallel Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews