Richard Mark Allison

Current Employers

Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-08-25

FL RA
APPROVED

Since 2026-08-25

Branch Locations

Saint Johns, FL • United States

Marian Financial Services, Inc.

St. Johns, FL • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2024-06-03
CA	RA	APPROVED	2020-11-20
TX	RA	APPROVED	2009-11-10
FL	RA	APPROVED	2008-10-28

LA RA
APPROVED

Since 2024-06-03
CA RA
APPROVED

Since 2020-11-20
TX RA
APPROVED

Since 2009-11-10
FL RA
APPROVED

Since 2008-10-28

Branch Locations

St. Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ria Rules, Llc	St. Johns	FL	09/2005	Present
Ini Realty Investments, Inc.	Jacksonville	FL	02/2013	06/2017
Marian Financial Services, Inc.	St. Johns	FL	10/2008	Present
Ini Referral Realty, Inc.	Jacksonville	FL	06/2017	Present

09/2005 → Present

Ria Rules, Llc

St. Johns, FL
02/2013 → 06/2017

Ini Realty Investments, Inc.

Jacksonville, FL
10/2008 → Present

Marian Financial Services, Inc.

St. Johns, FL
06/2017 → Present

Ini Referral Realty, Inc.

Jacksonville, FL

Previous Registrations

2017-07-25 → 2020-02-07

First Coast Planning, Llc

Jacksonville, FL
2007-06-06 → 2008-08-20

First Financial Advisors, Llc

Easley, SC
2006-02-23 → 2007-04-04

Skadvisors, Llc

Jacksonville, FL

Maitland, FL
2004-09-22 → 2005-03-04

Rick Johnson Family Office, Llc

Jacksonville, FL
2000-08-07 → 2004-08-13

Charles Schwab & Co., Inc.

Jacksonville, FL

Other Businesses

MARIAN FINANCIAL SERVICES, INC. - INVESTMENT RELATED - 109 Velvetleaf Drive - St. Johns, FL 2259-4489 - REGISTERED INVESTMENT ADVISER - PRESIDENT/OWNER - 10/2008. 80 HRS. 80 HRS. MONEY MANAGEMENT SERVICES. RIA RULES, LLC -NON-INVESTMENT RELATED - 109 Velvetleaf Drive - ST. JOHNS, FL 32259-4489, ASSISTING STATE REGISTERED INVESTMENT ADVISERS WITH COMPLIANCE FORMS, REVIEWS AND FILINGS - PRINCIPAL/OWNER - 7/2017. 10 HRS. 10 HRS. INI REFERRAL REALTY, INC. REAL ESTATE BROKERAGE FIRM, 3603 CARDINAL POINT DR. JACKSONVILLE, FL 32257. REAL ESTATE SALES ASSOCIATE. 02/2013, 10, 0, REAL ESTATE AGENT. ESTATE GURU. NOT INVESTMENT RELATED. HTTPS://WWW.ESTATEGURU.COM. A LEGAL DOCUMENT CREATION FIRM WITH A NETWORK OF ATTORNEYS. AFFLIATED BY VIRTUE OF PAYING AN ANNUAL FEE. NOT AN EMPLOYEE OR OWNER. 08/2023. 10 HRS. 10 HRS. ASSIST CLIENTS WITH NOTARIZATION AND DATA INPUT AND ANSWER ATTORNEY QUESTIONS RELATED TO LEGAL DOCUMENT CREATION.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-08-09
S63	Uniform Securities Agent State Law Examination	1988-05-24

S65 Uniform Investment Adviser Law Examination

1996-08-09
S63 Uniform Securities Agent State Law Examination

1988-05-24

Designations

Other Names

Richard Allison Johnson
Rick Johnson
Richard Mark Allison

View on SEC IAPD