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Damian Francis Carroll

Capital Client Group, Inc.

Los Angeles, CA

Alexandria, NH

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-01-27
CA RA APPROVED 2013-05-06
  • NH RA
    APPROVED
    Since 2026-01-27
  • CA RA
    APPROVED
    Since 2013-05-06

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Alexandria, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 06/2001 01/2022
Capital Group / Capital Client Group, Inc. Los Angeles CA 01/2022 Present
  • 06/2001 → 01/2022
    American Funds
    Los Angeles, CA
  • 01/2022 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-04-08
  • S63 Uniform Securities Agent State Law Examination
    1988-04-08
Designations

View on SEC IAPD

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