Joel Kenneth Greenblum

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-01-05
OR	RA	APPROVED	2011-01-03
WA	RA	APPROVED	2011-01-03

TX RA
APPROVED_RES

Since 2017-01-05
OR RA
APPROVED

Since 2011-01-03
WA RA
APPROVED

Since 2011-01-03

Branch Locations

5400 Sw Meadows Rd Stes 200 & 250, Lake Oswego, OR 97035 • United States

1300 Sw 5Th Ave 15Th Fl [Oo-Rbo], Portland, OR 97201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Portland	OR	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Portland	OR	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Portland, OR
11/2016 → Present

Wells Fargo Clearing Services, Llc

Portland, OR

Previous Registrations

2006-02-10 → 2011-01-03

Wells Fargo Investments, Llc

Portland, OR

Portland, OR

Portland, OR

Vancouver, WA

Vancouver, WA

Portland, OR

Vancouver, WA

Vancouver, WA

Other Businesses

OREGON JEWISH COMMUNITY FOUNDATION, INV RELATED, PORTLAND, OR, INVESTMENT COMMITTEE MEMBER, START 1.2.2023, 1 HOUR PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS, MAKING ALLOCATION DECISIONS FOR MONEY MANAGED BY ORGANIZATION.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-04-27
S63	Uniform Securities Agent State Law Examination	1988-03-25

S65 Uniform Investment Adviser Law Examination

1998-04-27
S63 Uniform Securities Agent State Law Examination

1988-03-25

View on SEC IAPD