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Carmen Louis Flamino

Ubs Financial Services Inc.

Melville, NY

Nesconse, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-04
NY RA APPROVED 2021-11-30
TX RA APPROVED_RES 2005-06-20
  • FL RA
    APPROVED
    Since 2025-12-04
  • NY RA
    APPROVED
    Since 2021-11-30
  • TX RA
    APPROVED_RES
    Since 2005-06-20

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

Nesconse, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Melville NY 11/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-29
S63 Uniform Securities Agent State Law Examination 1988-05-10
  • S65 Uniform Investment Adviser Law Examination
    2021-11-29
  • S63 Uniform Securities Agent State Law Examination
    1988-05-10

View on SEC IAPD

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