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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| CT | RA | APPROVED | 2015-08-19 |
Branch Locations
The Barn, 119 Griswold Street, Glastonbury, CT 06033 • United States
85 Broad Street 26Th Flr, New York, NY 10004 • United States
South Glastonbury, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co | Cheshire | CT | 05/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-10-21 |
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