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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-04
LA RA APPROVED 2026-05-01
NY RA APPROVED 2026-05-01
SC RA APPROVED 2026-05-01
  • TX RA
    APPROVED_RES
    Since 2026-05-04
  • LA RA
    APPROVED
    Since 2026-05-01
  • NY RA
    APPROVED
    Since 2026-05-01
  • SC RA
    APPROVED
    Since 2026-05-01

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

133 Rue De Ville, Rochester, NY 14618 • United States

Bluffton, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Dewitt NY 02/1988 03/2020
Ameriprise Financial Services, Llc Dewitt NY 03/2020 04/2026
Steward Partners Global Advisory, Llc Rochester NY 05/2026 Present
Steward Partners Investment Solutions, Llc Rochester NY 05/2026 Present
Steward Partners Investment Advisory, Llc Rochester NY 05/2026 Present
Previous Registrations
  • 2011-09-27 → 2026-05-15
    Saranac Lake, NY
    Rochester, NY
    Rochester, NY
    Saranac Lake, NY
    Watertown, NY
    Ogdensburg, NY
    Saranac Lake, NY
    Bluffton, SC
Other Businesses

Business Ownership; deville llc; Co-owner; Real Estate; 133 Rue DeVille , , rochester, NY, 14618; Not Investment-Related; 07/02/2024; 1 to 9 hours per month; 1 to 9 during trading hours. cnmk operational support llc; pay advisors and other expenses; financial advisory business bill paying account; 133 Rue DeVille , , Rochester, NY, 14618; Investment-Related; 07/29/2021; 1 to 9 hours per month; 1 to 9 during trading hours mjkeys LLC; pay bills manage expenses as advisor; pay bills for my practice; 133 Rue DeVille , , Rochester, NY, 14618; Not Investment-Related; 02/05/2018; 1 to 9 hours per month; 0 during trading hours. Outside Employment; cnmk operational support llc; associate financial advisor; Manage advisory business; 133 Rue DeVille, , rochester, NY, 14618; Investment-Related; 02/03/2025; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Co author a book on leadership; write a book on leadership development; 120 Hampton Hall Blvd, , Bluffton, SC, 29910-7824; Not Investment-Related; 03/01/2018; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-03-24
  • S63 Uniform Securities Agent State Law Examination
    1988-03-24
Designations
Other Names
  • Mike Keys
  • Michael Jay Keys

View on SEC IAPD

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