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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-04 |
| LA | RA | APPROVED | 2026-05-01 |
| NY | RA | APPROVED | 2026-05-01 |
| SC | RA | APPROVED | 2026-05-01 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
133 Rue De Ville, Rochester, NY 14618 • United States
Bluffton, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Dewitt | NY | 02/1988 | 03/2020 |
| Ameriprise Financial Services, Llc | Dewitt | NY | 03/2020 | 04/2026 |
| Steward Partners Global Advisory, Llc | Rochester | NY | 05/2026 | Present |
| Steward Partners Investment Solutions, Llc | Rochester | NY | 05/2026 | Present |
| Steward Partners Investment Advisory, Llc | Rochester | NY | 05/2026 | Present |
Business Ownership; deville llc; Co-owner; Real Estate; 133 Rue DeVille , , rochester, NY, 14618; Not Investment-Related; 07/02/2024; 1 to 9 hours per month; 1 to 9 during trading hours. cnmk operational support llc; pay advisors and other expenses; financial advisory business bill paying account; 133 Rue DeVille , , Rochester, NY, 14618; Investment-Related; 07/29/2021; 1 to 9 hours per month; 1 to 9 during trading hours mjkeys LLC; pay bills manage expenses as advisor; pay bills for my practice; 133 Rue DeVille , , Rochester, NY, 14618; Not Investment-Related; 02/05/2018; 1 to 9 hours per month; 0 during trading hours. Outside Employment; cnmk operational support llc; associate financial advisor; Manage advisory business; 133 Rue DeVille, , rochester, NY, 14618; Investment-Related; 02/03/2025; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Co author a book on leadership; write a book on leadership development; 120 Hampton Hall Blvd, , Bluffton, SC, 29910-7824; Not Investment-Related; 03/01/2018; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-03-24 |
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