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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

157 N Larchmont Blvd, Los Angeles, CA 90004 • United States

145 S Fairfax Ave, Los Angeles, CA 90036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Los Angeles CA 05/2012 02/2026
U.S. Bancorp Advisors, Llc Los Angeles CA 02/2026 Present
Previous Registrations
  • 2012-05-31 → 2026-02-13
    Saint Paul, MN
    Beverly Hills, CA
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
    West Hollywood, CA
    Los Angeles, CA
    Hollywood, CA
    Los Angeles, CA
  • 2009-05-02 → 2012-06-05
    Chase Investment Services Corp.
    Los Angeles, CA
  • 2006-02-17 → 2009-05-02
    Wamu Investments, Inc.
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-04-06
  • S63 Uniform Securities Agent State Law Examination
    1988-04-06

View on SEC IAPD

More in Los Angeles, CA

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