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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-01-08 |
| DE | RA | APPROVED | 2009-01-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Delaware | Newark | DE | 09/1997 | Present |
| Raymond James Financial Services, Inc. | Wilmington | DE | 04/2004 | Present |
| State Of Delaware | Newark | DE | 01/2005 | 08/2021 |
| Raymond James Financial Services Advisors, Inc | Wilmington | DE | 01/2009 | Present |
| Non-Variable Insurance | Prospect Park | PA | 09/2012 | Present |
(1) Name of Business: BMB INC Address: 1c Trolley Sq, Wilmington, DE, 19806, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/01/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support company owner (2) Name of Business: John Hancock Life Address: 1C Trolley Square, Wilmington, DE, 19806, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 09/21/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: life insurance policy (3) Name of Business: New Castle County School Employees Federal Teacher's Credit Union Address: 113 W. 6th Street, New Castle, DE, 19720, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 01/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Supervisory committee
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-02 |
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