Raymond Allen Quint

Current Employers

Weitzel Financial Services, Inc.

1200 Cedar Cross Rd, Dubuque, IA 52003 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APP_PEND_IARCE	2026-01-01
IA	RA	APPROVED	2018-06-11

WI RA
APP_PEND_IARCE

Since 2026-01-01
IA RA
APPROVED

Since 2018-06-11

Branch Locations

1200 Cedar Cross Rd, Dubuque, IA 52003-0306 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ray Quint& Assoc. Inc.	Dubuque	IA	04/1997	Present
Weitzel Financial Services, Inc.	Dubuque	IA	06/2013	Present

04/1997 → Present

Ray Quint& Assoc. Inc.

Dubuque, IA
06/2013 → Present

Weitzel Financial Services, Inc.

Dubuque, IA

Other Businesses

RAY QUINT & ASSOCIATES, INC,/ INVESTMENT RELATED-NO / 16501 BRECKENRIDGE CT. DUBUQUE, IA 52001 / INSURANCE SALES / PRESIDENT, VICE PRESIDENT, SECRETARY, AND TREASURER / 04/1997 / APPROX 80 HRS MONTHLY / 50 HRS DURING TRADING HRS / SALES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-04-30
S63	Uniform Securities Agent State Law Examination	1988-03-31

S65 Uniform Investment Adviser Law Examination

2018-04-30
S63 Uniform Securities Agent State Law Examination

1988-03-31