Stephen David Hoch

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-02-09
TX	RA	APPROVED_RES	2016-11-15
WI	RA	APPROVED	1988-06-23

FL RA
APPROVED

Since 2018-02-09
TX RA
APPROVED_RES

Since 2016-11-15
WI RA
APPROVED

Since 1988-06-23

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Wellington, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Incorporated	Milwaukee	WI	02/1988	Present

02/1988 → Present

Robert W. Baird & Co. Incorporated

Milwaukee, WI

Other Businesses

Name/Address: WOFTAM LLC 4930 N Lake Dr Whitefish Bay WI 53217 Start Date: 1/1/17 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Non Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-07-11
S63	Uniform Securities Agent State Law Examination	1988-04-29

S66 Uniform Combined State Law Examination

2005-07-11
S63 Uniform Securities Agent State Law Examination

1988-04-29

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews