Glen William Ringwall

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2012-08-07
TX	RA	APPROVED_RES	2012-07-31

WI RA
APPROVED

Since 2012-08-07
TX RA
APPROVED_RES

Since 2012-07-31

Branch Locations

17335 Golf Parkway Suite 525, Brookfield, WI 53045 • United States

Muskego, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Brookfield	WI	07/2012	Present

07/2012 → Present

Ubs Financial Services Inc

Brookfield, WI

Previous Registrations

1997-01-17 → 2012-08-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Waukesha, WI

Waukesha, WI

Other Businesses

1)BUSINESS NAME: DIVERSITY HOLDINGS LLC OWNER/INVESTOR $ 80,000.00; OUTSIDE EMPLOYMENT OR BUSINESS INTEREST EFFECTIVE 08/25/2010. 2)THE STABIN CABIN LLC; NOT INVESTMENT RELATED; FRASER CO; LLC HOLDS REAL ESTATE; OWNER; START DATE: 11/2010; NO HOURS DEVOTED; NO DUTIES. 3) NAME OF OTHER BUSINESS: bald guys r sexy / INVESTMENT RELATED?:N/ ADDRESS: S76W18601 Kingston Dr, Muskego,WI / NATURE OF THE BUSINESS: Household Goods & Textiles / POSITION: Proprietor / owner / DUTIES: website oversite / START DATE:07/01/2019 / HOURS DEVOTED TO BUSINESS: NA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-04-20

S63 Uniform Securities Agent State Law Examination

1988-04-20

View on SEC IAPD