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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2006-02-15 |
Branch Locations
3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Atlanta | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 11/2016 | Present |
TUTOR FOR WYZANT TUTORING, NON INVESTMENT RELATED, CHICAGO IL, 10 HOURS PER MONTH, START 02/04/2013. E. PHILIPS KENNA, LLC; INV RELATED; WEST PALM BEACH, FL; LLC IS INVESTED IN REAL PROPERTY, TIMBER, COAL AND NATURAL GAS PROPERTIES IN WEST VIRGINIA; 25% OWNERSHIP; START 12/31/2004; 0 HOURS PER MONTH, 0 DURING TRADING; PASSIVE INVESTOR.; TRUSTEE FOR BROTHER'S TRUST, INV RELATED, LAS VEGAS, NV, START: 9/30/2021, 10 HRS/MONTH, 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-07 |
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