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Denise M. Liddiard

Morgan Stanley

New York, NY

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-09
NY RA APPROVED 2022-08-15
  • TX RA
    APPROVED_RES
    Since 2023-08-09
  • NY RA
    APPROVED
    Since 2022-08-15

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Client Services Louisville KY 02/2016 08/2018
Jpmorgan Chase Bank, N.A. New York NY 08/2018 07/2022
Nicolet National Bank/Nicolet Advisory Services Green Bay WI 02/2016 08/2018
Morgan Stanley Purchase NY 08/2022 Present
  • 02/2016 → 08/2018
    Private Client Services
    Louisville, KY
  • 08/2018 → 07/2022
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 02/2016 → 08/2018
    Nicolet National Bank/Nicolet Advisory Services
    Green Bay, WI
  • 08/2022 → Present
    Morgan Stanley
    Purchase, NY
Previous Registrations
  • 2018-09-28 → 2022-08-01
    J.P. Morgan Securities Llc
    San Francisco, CA
    New York, NY
  • 2015-05-22 → 2017-12-31
    Sii Investments, Inc.
    Green Bay, WI
    Wausau, WI
    Medford, WI
    Ellison Bay, WI
    Green Bay, WI
    Stephenson, MI
    Appleton, WI
    Appleton, WI
    Kewaunee, WI
    Luxemburg, WI
    Wausau, WI
    Sister Bay, WI
    Sturgeon Bay, WI
    Depere, WI
    Phillips, WI
    Depere, WI
    Green Bay, WI
    Appleton, WI
    Algoma, WI
    Menominee, MI
    Marinette, WI
    Green Bay, WI
    Green Bay, WI
    Colby, WI
    Abbotsford, WI
    Crivitz, WI
    Green Bay, WI
    Wausau, WI
  • 2010-12-21 → 2015-05-15
    William Blair
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-20
S63 Uniform Securities Agent State Law Examination 2000-08-30
  • S65 Uniform Investment Adviser Law Examination
    2010-12-20
  • S63 Uniform Securities Agent State Law Examination
    2000-08-30
Other Names
  • Denise Michelle Liddiard

View on SEC IAPD

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