Kevin James Carey

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2021-02-08

MI RA
APPROVED

Since 2021-02-08

Branch Locations

Ypsilanti, MI • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investacorp, Inc.	Miami Lakes	FL	03/2006	07/2020
Sigma Financial	Ann Arbor	MI	07/2020	Present

03/2006 → 07/2020

Investacorp, Inc.

Miami Lakes, FL
07/2020 → Present

Sigma Financial

Ann Arbor, MI

Previous Registrations

2005-09-15 → 2006-02-21

Comerica Securities

Redford, MI

Redford, MI

Other Businesses

1) DBA-PATHWAY FINANCIAL STRATEGIES, INVESTMENT RELATED, CONDUCTED FROM 6261 CHERRYWOOD DRIVE, YPSILANTI, MI, 48197. 2) AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-02-05
S63	Uniform Securities Agent State Law Examination	1999-07-29

S66 Uniform Combined State Law Examination

2021-02-05
S63 Uniform Securities Agent State Law Examination

1999-07-29

View on SEC IAPD