Dean Crawford Phillips

Current Employers

Employment History

• 07/2016 → 03/2024
  Bank Of America, N.A.
  Port Saint Lucie, FL
• 07/2016 → 03/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Port Saint Lucie, FL
• 03/2024 → Present
  Lpl Financial
  Vero Beach, FL

Previous Registrations

• 2016-07-25 → 2024-03-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Port Saint Lucie, FL
  Vero Beach, FL
  Port Saint Lucie, FL
  Port Saint Lucie, FL
  Palm Beach Gardens, FL
  Vero Beach, FL
  Vero Beach, FL
  Palm Beach Gardens, FL
  Port Saint Lucie, FL
  Vero Beach, FL
  Sebastian, FL
  Vero Beach, FL
  Vero Beach, FL
• 2004-04-23 → 2005-03-10
  Van Kampen Advisors Inc
  Oakbrook Terrace, IL
• 2003-03-21 → 2003-07-10
  Invesco
  Denver, CO

Other Businesses

1- 03/25/2024 / Phillips Private Wealth, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) - Start date: 01/01/2024 - 160 hrs/mnth 2- 03/25/2024 / Rental Property / Real Estate Rental/1673: Vero Beach, FL / Investment Related / 2 hrs mth / 0 hrs during trading / Start date: 06/01/2006 3- 03/25/2024 / Ascent Resources- Utica, LLC / Royal Ties / Other / Not Investment Related / Start date: 07/01/2016 4- 03/25/2024 / Rental Property / Real Estate Rental /1661: Vero Beach, FL / Investment Related / Start date: 06/01/2006 - 0.2 hrs mth / 0 hrs during trading 5- 08/15/2025 - Comp Air Aviation, Inc. - Other - Aircraft Mfg. Sales-Marketing - Titusville, FL - Not Inv Rel - Start date: 08/04/2025 - 10hrs/0hrs during trading 6- 06/30/2026 - Oakstrand Realty - Mortgage/Real Estate Services - Ponte Vedra Beach, FL - Investment Related - Start Date 07/01/2026 - 5 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2016-01-29
• S65 Uniform Investment Adviser Law Examination
  2003-03-17
• S63 Uniform Securities Agent State Law Examination
  1995-12-12