Dominic Michael Nieto

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-01-13
MI	RA	APPROVED	2010-10-27

TX RA
APPROVED

Since 2020-01-13
MI RA
APPROVED

Since 2010-10-27

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Commerce Twp, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Farmington Hills	MI	11/2008	Present

11/2008 → Present

Ubs Financial Services Inc

Farmington Hills, MI

Other Businesses

TO SERVE AS OWNER OF SILVER LAKE RENTALS LLC, A RENTAL COTTAGE. 2)COMPUWARE HOCKEY / 14900 BECK ROAD PLYMOUTH,MICHIGAN 48170 / COACH FOR YOUTH HOCKEY LEAGUE/START DATE 8/1/2014

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-05-04

S63 Uniform Securities Agent State Law Examination

1988-05-04

Designations

View on SEC IAPD