Ronald Scott Goldberg

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-07-11

FL RA
APPROVED

Since 2025-07-11

Branch Locations

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group Inc	Apollo Beach	FL	07/2013	Present
Lpl Financial Llc	Sarasota	FL	07/2025	Present

07/2013 → Present

Next Financial Group Inc

Apollo Beach, FL
07/2025 → Present

Lpl Financial Llc

Sarasota, FL

Previous Registrations

2013-08-07 → 2025-07-10

Next Financial Group, Inc.

Saint Augustine, FL

Sarasota, FL

Houston, TX
2009-11-09 → 2013-07-18

Woodbury Financial Services, Inc.

Winter Park, FL

Apollo Beach, FL
2003-09-02 → 2009-10-29

Colonial Asset Management Inc

Apollo Beach, FL

Montgomery, AL

Seffner, FL

Other Businesses

1) RONALD S. GOLDBERG POSITION: Agent NATURE: Insurance - Fixed Annuities; Life INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/16/2013 ADDRESS: 409 Apollo Beach Blvd., Apollo Beach FL 33572, United States DESCRIPTION: Sales and service of insurance products 2) BCI Wealth and Asset Management POSITION: Independent Contractor NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/2023 ADDRESS: 409 Apollo Beach Blvd., Apollo Beach FL 33572, United States DESCRIPTION: DBA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-07-02
S63	Uniform Securities Agent State Law Examination	1994-09-08

S65 Uniform Investment Adviser Law Examination

2001-07-02
S63 Uniform Securities Agent State Law Examination

1994-09-08

Other Names

Ronald Goldberg
Ron Goldberg

View on SEC IAPD